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THE HISTORICAL ROOTS OF LENINISM

Leninism grew up and took shape under the conditions of imperialism, when the contradictions of capitalism had reached an extreme point, when the proletarian revolution had become an immediate practical question, when the old period of preparation of the working class for revolution had come up and passed over to a new period, that of direct assault on capitalism.

Lenin called imperialism "moribund capitalism." Why? Because imperialism carries the contradictions of capitalism to their last bounds, to the extreme limit, beyond which revolution begins. Of these contradictions, there are three which must be regarded as the most important.

The first contradiction is the contradiction between labour and capital. Imperialism is the omnipotence of the monopolist trusts and syndicates, of the banks and the financial oligarchy, in the industrial countries. In the fight against this omnipotence, the customary methods of the working class -- trade unions and co-operatives, parliamentary parties and the parliamentary struggle -- have proved to be totally inadequate. Either place yourself at the mercy of capital, eke out a wretched existence as of old and sink lower and lower, or adopt a new weapon -- this is the alternative imperialism puts before the vast masses of the proletariat. Imperialism brings the working class to revolution.

The second contradiction is the contradiction among the various financial groups and imperialist powers in their struggle for sources of raw materials, for foreign territory. Imperialism is the export of capital to the sources of raw materials, the frenzied struggle for monopolist possession of these sources, the struggle for a redivision of the already divided world, a struggle waged with particular fury by new financial groups and powers seeking a "place in the sun" against the old groups and powers, which cling tenaciously to what they have seized. This frenzied struggle among the various groups of capitalists is notable in that it includes as an inevitable element imperialist wars, wars for the annexation of foreign territories. This circumstance, in its turn, is notable in that it leads to the mutual weakening of the imperialists, to the weakening of the position of capitalism in general, to the acceleration of the advent of the proletarian revolution and to the practical necessity of this revolution.

The third contradiction is the contradiction between the handful of ruling, "civilized" nations and the hundreds of millions of the colonial and dependent peoples of the world. Imperialism is the most barefaced exploitation and the most inhuman oppression of hundreds of millions of people inhabiting vast colonies and dependent countries. The purpose of this exploitation and of this oppression is to squeeze out super-profits. But in exploiting these countries imperialism is compelled to build there railways, factories and mills, industrial and commercial centres. The appearance of a class of proletarians, the emergence of a native intelligentsia, the awakening of national consciousness, the growth of the liberation movement -- such are the inevitable results of this "policy." The growth of the revolutionary movement in all colonies and dependent countries without exception clearly testifies to this fact. This circumstance is of importance for the proletariat inasmuch as it saps radically the position of

capitalism by converting the colonies and dependent countries from reserves of imperialism into reserves of the proletarian revolution.

Such, in general, are the principal contradictions of imperial ism which have converted the old, "flourishing" capitalism into motibund capitalism.

The significance of the imperialist war which broke out 10 years ago lies, among other things, in the fact that it gathered all these contradictions into a single knot and threw them on to the scales, thereby accelerating and facilitating the revolutionary battles of the proletariat.

In other words, imperialism was instrumental not only in making the revolution a practical inevitability, but also in creating favourable conditions for a direct assault on the citadels of capitalism.

Such was the international situation which gave birth to Leninism.

Some may say: This is all very well, but what has it to do with Russia, which was not and could not be a classical land of imperialism? What has it to do with Lenin, who worked primarily in Russia and for Russia? Why did Russia, of all countries, become the home of Leninism, the birthplace of the theory and tactics of the proletarian revolution?

Because Russia was the focus of all these contradictions of imperialism.

Because Russia, more than any other country, was pregnant with revolution, and she alone, therefore, was in a position to solve those contradictions in a revolutionary way.

To begin with, tsarist Russia was the home of every kind of oppression -- capitalist, colonial and militarist -- in its most inhuman and barbarous form. Who does not know that in Russia the omnipotence of capital was combined with the despotism of tsarism, the aggressiveness of Russian nationalism with tsarism's role of executioner in regard to the non-Russian peoples, the exploitation of entire regions -- Turkey, Persia, China -- with the seizure of these regions by tsarism, with wars of conquest? Lenin was right in saying that tsarism was "military-feudal imperialism." Tsarism was the concentration of the worst features of imperialism, raised to a high pitch.

To proceed. Tsarist Russia was a major reserve of Western imperialism, not only in the sense that it gave free entry to foreign capital, which controlled such basic branches of Russia's national economy as the fuel and metallurgical industries, but also in the sense that it could supply the Western imperialists with millions of soldiers. Remember the Russian army, 14-million strong, which shed its blood on the imperialist fronts to safeguard the staggering profits of the British and French capitalists.

Further. Tsarism was not only the watchdog of imperialism in the east of Europe, but, in addition, it was the agent of Western imperialism for squeezing out of the population hundreds of millions by way of interest on loans obtained in Paris and London, Berlin and Brussels.

Finally, tsarism was a most faithfulally of Western imperialism in the partition of Turkey, Persia, China, etc. Who does not know that the imperialist war was waged by tsarism in alliance with the imperialists of the Entente, and that Russia was an essential element in that war?

That is why the interests of tsarism and of Western imperialism were interwoven and ultimately became merged in a single skein of imperialist interests.

Could Western imperialism resign itself to the loss of such a powerful support in the East and of such a rich reservoir of manpower and resources as old, tsarist, bourgeois Russia was without exerting all its strength to wage a life-and-death struggle against the revolution in Russia, with the object of defending and preserving tsarism? Of course not.

But from this it follows that whoever wanted to strike at tsarism necessarily raised his hand against imperialism, who ever rose against tsarism had to rise against imperialism as well; for whoever was bent on overthrowing tsarism had to overthrow imperialism too, if he really intended not merely to defeat tsarism, but to make a clean sweep of it. Thus the revolution against tsarism verged on and had to pass into a revolution against imperialism, into a proletarian revolution.

Meanwhile, in Russia a tremendous popular revolution was rising, headed by the most revolutionary proletariat in the world, which possessed such an important ally as the revolutionary peasantry of Russia. Does it need proof that such a revolution could not stop halfway, that in the event of success it was bound to advance further and raise the banner of revolt against imperialism?

That is why Russia was bound to become the focus of the contradictions of imperialism, not only in the sense that it was in Russia that these contradictions were revealed most plainly, in view of their particularly repulsive and particularly intolerable character, and not only because Russia was a highly important prop of Western imperialism, connecting Western finance capital with the colonies in the East, but also because Russia was the only country in which there existed a real force capable of resolving the contradictions of imperialism in a revolutionary way.

From this it follows, however, that the revolution in Russia could not but become a proletarian revolution, that from its very inception it could not but assume an international character, and that, therefore, it could not but shake the very foundations of world imperialism.

Under these circumstances, could the Russian Communists confine their work within the narrow national bounds of the Russian revolution? Of course not. On the contrary, the whole situation, both internal (the profound revolutionary crisis) and external (the war), impelled them to go beyond these bounds in their work, to transfer the struggle to the international arena, to expose the ulcers of imperialism, to prove that the collapse of capitalism was inevitable, to smash social-chauvinism and social-pacifism, and, finally, to overthrow capitalism in their own country and to forge a new fighting weapon for the proletariat -- the theory and tactics of the proletarian revolution -- in order to facilitate the task of overthrowing capitalism for the proletarians of all countries. Nor could the Russian Communists act otherwise; for only this path offered the chance of producing certain changes in the international situation which could safeguard Russia against the restoration of the bourgeois order.

That is why Russia became the home of Leninism, and why Lenin, the leader of the Russian Communists, became its creator.

The same thing, approximately, "happened" in the case of Russia and Lenin as in the case of Germany and Marx and Engels in the forties of the last century. Germany at that time was pregnant with bourgeois revolution just like Russia at the beginning of the twentieth century. Marx wrote at that time in The Communist Manifesto : 

"The Communists turn their attention chiefly to Germany, because that country is on the eve of a bourgeois revolution that is bound to be carried out under more advanced conditions of European civilization, and with a much more developed proletariat than that of England was in the seventeenth, and of France in the eighteenth century, and because the bourgeois revolution in Germany will be but the prelude to an immediately following proletarian revolution."[2]

In other words, the centre of the revolutionary movement was shifting to Germany.

There can hardly be any doubt that it was this very circumstance, noted by Marx in the above-quoted passage, that served as the probable reason why it was precisely Germany that became the birthplace of scientific socialism and why the leaders of the German proletariat, Marx and Engels, became its creators.

The same, only to a still greater degree, must be said of Russia at the beginning of the twentieth century. Russia was then on the eve of a bourgeois revolution; she had to accomplish this revolution at a time when conditions in Europe were more advanced, and with a proletariat that was more developed than that of Germany in the forties of the nineteenth century (let alone Britain and France); moreover, all the evidence went to show that this revolution was bound to serve as a ferment and as a prelude to the proletarian revolution.

We cannot regard it as accidental that as early as 1902, when the Russian revolution was still in an embryonic state, Lenin wrote the prophetic words in his pamphlet What Is To Be Done? : 

"History has now confronted us (i.e., the Russian Marxists -- J. St.) with an immediate task which is the most revolutionary of all the immediete tasks that confront the proletariat of any country. The fulfilment of this task, the destruction of the most powerful bulwark, not only of European, but also (it may now be said) of Asiatic reaction, would make the Russian proletariat the vanguard of the international revolutionary proletariat." (See Vol. IV, p. 382.)

In other words, the centre of the revolutionary movement was bound to shift to Russia.

As we know, the course of the revolution in Russia has more than vindicated Lenin's prediction.

Is it surprising, after all this, that a country which has accomplished such a revolution and possesses such a proletariat should have been the birthplace of the theory and tactics of the proletarian revolution?

Is it surprising that Lenin, the leader of Russia's proletariat, became also the creator of this theory and tactics and the leader of the international proletariat?

II. METHOD

I have already said that between Marx and Engels, on the one hand, and Lenin, on the other, there lies a whole period of domination of the opportunism of the Second International. For the sake of exactitude I must add that it is not the formal domination of opportunism I have in mind, but only its actual domination. Formally, the Second International was headed by "faithful" Marxists, by the "orthodox" -- Kautsky and others. Actually, however, the main work of the Second International followed the line of opportunism. The opportunists adapted themselves to the bourgeoisie because of their adaptive, petty-bourgeois nature; the "orthodox," in their turn adapted themselves to the opportunists in order to "preserve unity" with them, in the interests of "peace within the party." Thus the link between the policy of the bourgeoisie and the policy of the "orthodox" was closed, and, as a result, opportunism reigned supreme.

This was the period of the relatively peaceful development of capitalism, the pre-war period, so to speak, when the catastrophic contradictions of imperialism had not yet become so glaringly evident, when workers' economic strikes and trade unions were developing more or less "normally," when election campaigns and parliamentary groups yielded "dizzying" successes, when legal forms of struggle were lauded to the skies, and when it was thought that capitalism would be "killed" by legal means -- in short, when the parties of the Second International were living in clover and had no inclination to think seriously about revolution, about the dictatorship of the proletariat, about the revolutionary education of the masses.

Instead of an integral revolutionary theory, there were contradictory theoretical postulates and fragments of theory, which were divorced from the actual revolutionary struggle of the masses and had been turned into threadbare dogmas. For the sake of appearances, Marx's theory was mentioned, of course, but only to rob it of its living, revolutionary spirit.

Instead of a revolutionary policy, there was flabby philistinism and sordid political bargaining, parliamentary diplomacy and parliamentary scheming. For the sake of appearances, of course, "revolutionary" resolutions and slogans were adopted, but only to be pigeonholed.

Instead of the party being trained and taught correct revolutionary tactics on the basis of its own mistakes, there was a studied evasion of nagging questions, which were glossed over and veiled. For the sake of appearances, of course, there was no objection to talking about nagging questions, but only in order to wind up with some sort of "elastic" resolution.

Such was the physiognomy of the Second International, its method of work, its arsenal.

Meanwhile, a new period of imperialist wars and of revolutionary battles of the proletariat was approaching. The old methods of fighting were proving obviously inadequate and impotent in face of the omnipotence of finance capital.

It became necessary to overhaul the entire activity of the Second International, its entire method of work, and to drive out all philistinism, narrow-mindedness, politicians' tricks, renegacy, social-chauvinism and social-pacifism. It became necessary to examine the entire arsenal of the Second International, to throw out all that was rusty and antiquated, to forge new weapons. Without this preliminary work it was useless embarking upon war against capitalism. Without this work the proletariat ran the risk of finding itself inadequately armed, or even completely unarmed, in the future revolutionary battles.

The honour of bringing about this general overhauling and general cleansing of the Augean stables of the Second International fell to Leninism.

Such were the conditions under which the method of Leninism was born and hammered out.

What are the requirements of this method?

Firstly, the testing of the theoretical dogmas of the Second International in the crucible of the revolutionary struggle of the masses, in the crucible of living practice -- that is to say, the restoration of the broken unity between theory and practice, the healing of the rift between them; for only in this way can a truly proletarian party armed with revolutionary theory be created.

Secondly, the testing of the policy of the parties of the Second International, not by their slogans and resolutions (which cannot be trusted), but by their deeds, by their actions; for only in this way can the confidence of the proletarian masses be won and deserved.

Thirdly, the reorganization of all Party work on new revolutionary lines, with a view to training and preparing the masses for the revolutionary struggle; for only in this way can the masses be prepared for the proletarian revolution.

Fourthly, self-criticism within the proletarian parties, their education and training on the basis of their own mistakes; for only in this way can genuine cadres and genuine leaders of the Party be trained.

Such is the basis and substance of the method of Leninism.

How was this method applied in practice?

The opportunists of the Second International have a number of theoretical dogmas to which they always revert as their starting point. Let us take a few of these.

First dogma: concerning the conditions for the seizure of power by the proletariat. The opportunists assert that the proletariat cannot and ought not to take power unless it constitutes a majority in the country. No proofs are brought forward; for there are no proofs, either theoretical or practical, that can bear out this absurd thesis. Let us assume that this is so, Lenin replies to the gentlemen of the Second International; but suppose a historical situation has arisen (a war, an agrarian crisis, etc.) in which the proletariat, constituting a minority of the population, has an opportunity to rally around itself the vast majority of the labouring masses; why should it not take power then? Why should the proletariat not take advantage of a favourable international and internal situation to pierce the front of capital and hasten the general denouement? Did not Marx say as far back as the hfties of the last century that things could go "splendidly" with the proletarian revolution in Germany were it possible to back it by, so to speak, a "second edition of the Peasants' War"?[3] Is it not a generally known fact that in those days the number of proletarians in Germany was relatively smaller than, for example, in Russia in 1917? Has not the practical experience of the Russian proletarian revolution shown that this favourite dogma of the heroes of the Second International is devoid of all vital significance for the proletariat? Is it not clear that the practical experience of the revolutionary struggle of the masses refutes and smashes this obsolete dogma?

Second dogma: The proletariat cannot retain power if it lacks an adequate number of trained cultural and administrative cadres capable of organizing the administration of the country; these cadres must first be trained under capitalist conditions, and only then can power be taken. Let us assume that this is so, replies Lenin; but why not turn it this way: first take power, create favourable conditions for the development of the proletariat, and then proceed with seven-league strides to raise the cultural level of the labouring masses and train numerous cadres of leaders and administrators from among the workers? Has not Russian experience shown that the cadres of leaders recruited from the ranks of the workers develop a hundred times more rapidly and effectually under the rule of the proletariat than under the rule of capital? Is it not clear that the practical experience of the revolutionary struggle of the masses ruthlessly smashes this theoretical dogma of the opportunists too?

Third dogma: The proletariat cannot accept the method of the political general strike because it is unsound in theory (see Engels' criticism) and dangerous in practice (it may disturb the normal course of economic life in the country, it may deplete the coffers of the trade unions), and cannot serve as a substitute for parliamentary forms of struggle, which are the principal form of the class struggle of the proletariat. Very well, reply the Leninists; but, firstly, Engels did not criticize every kind of general strike. He only criticized a certain kind of general strike, namely, the economic general strike advocated by the Anarchists[4] in place of the political struggle of the proletariat. What has this to do with the method of the political general strike? Secondly, where and by whom has it ever been proved that the parliamentary form of struggle is the principal form of struggle of the proletariat? Does not the history of the revolutionary movement show that the parliamentary struggle is only a school for, and an auxiliary in, organizing the extra-parliamentary struggle of the proletariat, that under capitalism the fundamental problems of the working-class movement are solved by force, by the direct struggle of the proletarian masses, their general strike, their uprising? Thirdly, who suggested that the method of the political general strike be substituted for the parliamentary struggle? Where and when have the supporters of the political general strike sought to substitute extra-parliamentary forms of struggle for parliamentary forms? Fourthly, has not the revolution in Russia shown that the political general strike is a highly important school for the proletarian revolution and an indispensable means of mobilizing and organizing the vast masses of the proletariat on the eve of storming the citadels of capitalism? Why then the philistine lamentations over the disturbance of the normal course of economic life and over the coffers of the trade unions? Is it not clear that the practical experience of the revolutionary struggle smashes this dogma of the opportunists too?

And so on and so forth.

That is why Lenin said that "revolutionary theory . . . is not a dogma," that it "assumes final shape only in close connection with the practical activity of a truly mass and truly revolutionary movement" ("Left-Wing" Communism );[5] for theory must serve practice, for "theory must answer the questions raised by practice" (What the "Friends of the People" Are ),[6] for it must be tested by practical results.

As to the political slogans and political resolutions of the parties of the Second International, it is sufficient to recall the history of the slogan "War against war" to realize how utterly false and utterly rotten are the political practices of these parties, which use pompous revolutionary slogans and resolutions to cloak their anti-revolutionary deeds. We all remember the pompous demonstration of the Second International at the Basle Congress,[7] at which it threatened the imperialists with all the horrors of insurrection if they should dare to start a war, and with the menacing slogan "War against war." But who does not remember that some time after, on the very eve of the war, the Basle resolution was pigeonholed and the workers were given a new slogan -- to exterminate each other for the glory of their capitalist fatherlands? Is it not clear that revolutionary slogans and resolutions are not worth a farthing unless backed by deeds? One need only contrast the Leninist policy of transforming the imperialist war into civil war with the treacherous policy of the Second International during the war to understand the utter baseness of the opportunist politicians and the full grandeur of the method of Leninism.

I cannot refrain from quoting at this point a passage from Lenin's book The Proletarian Revolution and the Renegade Kautsky, in which Lenin severely castigates an opportunist attempt by the leader of the Second International, K. Kautsky, to judge parties not by their deeds, but by their paper slogans and documents: 

"Kautsky is pursuing a typically petty-bourgeois, philistine policy by pretending . . . that putting forward a slogan alters the position. The entire history of bourgeois democracy refutes this illusion; the bourgeois democrats have always advanced and still advance all sorts of 'slogans' in order to deceive the people. The point is to test their sincerity, to compare their words with their deeds, not to be satisfied with idealistic or charlatan pbrases, but to get down to class reality." (See Vol. XXIII, p. 377.)

There is no need to mention the fear the parties of the Second International have of self-criticism, their habit of concealing their mistakes, of glossing over nagging questions, of covering up their shortcomings by a deceptive show of well-being which blunts living thought and prevents the Party from deriving revolutionary training from its own mistakes -- a habit which was ridiculed and pilloried by Lenin. Here is what Lenin wrote about self-criticism in proletarian parties in his pamphlet "Left-Wing" Communism : 

"The attitude of a political party towards its own mistakes is one of the most important and surest ways of judging how earnest the party is and how it in practice fulfils its obligations towards its class and the toiling masses. Frankly admitting a mistake, ascertaining the reasons for it, analysing the circumstances which gave rise to it, and thoroughly discussing the means of correcting it -- that is the earmark of a serious party; that is the way it should perform its duties, that is the way it should educate and train the class, and then the masses." (See Vol. XXV, p. 200.)

Some say that the exposure of its own mistakes and self-criticism are dangerous for the Party because they may be used by the enemy against the party of the proletariat. Lenin regarded such objections as trivial and entirely wrong. Here is what he wrote on this subject as far back as 1904, in his pamphlet One Step Forward, when our Party was still weak and small: 

"They (i.e., the opponents of the Marxists -- J. St.) gloat and grimace over our controversies; and, of course, they will try to pick isolated passages from my pamphlet, which deals with the defects and shortcomings of our Party, and to use them for their own ends. The Russian Social-Democrats are already steeled enough in battle not to be perturbed by these pinpricks and to continue, in spite of them, their work of self-criticism and ruthless exposure of their own shortcomings, which will unquestionably and inevitably be overcome as the working-class movement grows." (See Vol. VI, p. 161.)

Such, in general, are the characteristic features of the method of Leninism.

What is contained in Lenin's method was in the main already contained in the teachings of Marx, which, according to Marx himself, were "in essence critical and revolutionary."[8] It is precisely this critical and revolutionary spirit that pervades Lenin's method from beginning to end. But it would be wrong to suppose that Lenin's method is merely the restoration of the method of Marx. As a matter of fact, Lenin's method is not only the restoration, but also the concretization and further development of the critical and revolutionary method of Marx, of his materialist dialectics.

III. THEORY


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