Permanent Revolution - TROTSKY AND MENSHEVISM - Loizos Michael
TROTSKY AND MENSHEVISM
I want to show in my following remarks that Trotsky employed a similar mode of reasoning, one which did not fundamentally depart from the Menshevik “problematic”. From the general truth of the leading role of the proletariat inv the Russian democratic revolution, he was to constitute the proletariat as the subject of the process of transition from bourgeois to socialist revolution, deducing a direct, logical connection between two essentially different processes.
Before going back to Trotsky’s analysis of the Russian revolution, I want to briefly examine an aspect of Menshevik
theory which has received little
attention in most histories of Russian Social-Democracy. We have seen that the Mensheviks were opposed to any attempt
at a seizure of power by Social-Democracy in the bourgeois revolution because they would be placed in the impossible situation
of having to implement their
maximum programme
in an economically backward
country, where the level of development of the productive forces
could not sustain
the socialisation of the means
of production. However,
there were two concrete
conditions in which the Mensheviks would have advocated
the kind of seizure of power formulated by Trotsky
and Parvus, and which was ascribed
to Lenin by Martynov, Martov
and Plekhanov etc. These were:
1) in the event of a socialist
revolution breaking out, in the advanced
countries of Western
Europe; 2) in the event that
the liberal bourgeoisie proved unwilling or unable, to “lead” the bourgeois revolution to its conclusion.
2)
The resolution which we have already
cited, adopted by the Mensheviks at their conference in 1905, specified that:
In
only one case should Social-Democracy take the initiative and direct its efforts towards
seizing power and holding
it as long as possible
— and that is if the revolution should spread to the advanced capitalist countries of Western
Europe where conditions for the realisation of socialism
have already attained a certain
degree of maturity. In such a
case ... it may become
possible to set out on the path of socialist
reforms. [54]
And Martov,
in a polemic directed
partly against Trotsky and Parvus, and partly against Lenin, conceded that if it was necessary for the triumph of the revolution and the democratic republic, then Social-
Democracy would
“renounce its political independence”, and take into its hands
“the direction of the
‘Ship of State’ ”. The concrete situation in which Martov
thought it might be necessary
for Social-Democracy to seize political power was if...
...all the strong
bourgeois-revolutionary parties fade, not having time to flourish. And in that event, the proletariat cannot turn its back on political
power. But of course, having attained
it in the course of social struggle,
it cannot limit its use to the limits of the bourgeois revolution. If it receives power as a class (and we, with comrade Trotsky, speak only about such a possession of power) it must lead the revolution further,
it must strive towards
the REVOLUTION IN PERMANENZ
— towards the direct struggle with the whole of bourgeois
society. Concretely, this means — either
a new repetition of the Paris Commune,
or the beginning of the socialist
revolution “in the West” and its transition
to Russia. And we will be obliged to strive for the second. [55]
Do we not have here the theory
of Permanent Revolution conceived by the Mensheviks as a suitable
strategy for the exceptional case that the bourgeoisie — as the “subject”
of the “bourgeois” revolution — might prove incapable of carrying
the revolution to its conclusion? Was not Trotsky’s
theory of the Permanent
Revolution developed
precisely on a generalization of this “exceptional case” — on the incapacity of the bourgeoisie to lead a nation-wide democratic struggle against Tsarism because of the peculiarities of Russia’s
historical development, which reduced “... the role of bourgeois democracy
to insignificance...”? [56]
“... there exists no bourgeois class that can place itself at the head of the popular
masses...” [57] claimed Trotsky,
therefore, there existed in
Russia the “... potential historical situation in which the victory
of a “ ‘bourgeois’ revolution is rendered
possible only by the proletariat gaining revolutionary power ...”[58] Furthermore, “Once in
power, the proletariat not only will not want, but will not be able to limit itself to a bourgeois democratic programme.
It will be able to carry through the Revolution to the end only in the event of the Russian
Revolution being converted into a Revolution of the European proletariat.” [59] And in words reminiscent of
Martov’s:
...once having won power, the proletariat cannot
keep within the limits of bourgeois democracy. It must adopt the tactics of permanent revolution, i.e., must destroy the barriers between the minimum
and maximum programme of Social-Democracy ... and seek direct and immediate support in revolution in Western Europe.
[60]
At the London congress
of the R.S.D.L.P. in 1907, Trotsky asked
of the Mensheviks, “What if there is no bourgeois democracy capable of marching at the head of the bourgeois revolution?” [61] “Where”,
he said, “is the social class
in Russia that could raise
up a
revolutionary bourgeoisie on its shoulders, could put
it in power.... in opposition to the
proletariat?” [62]
Trotsky in fact, remained trapped
in the same theoretical “space” as the
Mensheviks —
that of the “subject” of the revolution (“Who leads?”) There was
no posing, in his theoretical framework, of the question of the specific forms of the Russian
bourgeois revolution as a result of a specification of the possible
outcome of determinate class struggles
between the contending social and political
forces in the Russian
social formation.
It was because
Trotsky shared the same theoretical framework as the Mensheviks, differing from them only in his assessment of the revolutionary capacity of the bourgeoisie, that he could claim in October 1915, in
the paper “Nashe Slovo”:
A national
bourgeois revolution in Russia is impossible because of the absence
of a genuinely revolutionary bourgeois democracy. [63]
And it was precisely because
Lenin distanced himself theoretically from both Trotsky
and the Mensheviks, that he replied
to Trotsky by saying:
Trotsky has not realised that if the proletariat induces the non-proletarian masses to confiscate the landed estates and overthrow
the monarchy, then that will be the consummation of the “national bourgeois revolution" in Russia; it will be a revolutionary- democratic dictatorship of the proletariat and the peasantry. [64]
THE PEASANTRY
It needs to be said that Trotsky was
not “blind” to the presence
of a huge mass of peasants in the Russian social formation. But, according to Trotsky:
...the peasantry, however revolutionary it may be, is not capable
of playing an independent, still less a leading,
political role. Undoubtedly the peasantry
can prove to be a tremendous force in the service
of the revolution, but it would be unworthy of a Marxist to believe
that a party of Muzhiks
can place itself
at the head of a bourgeois revolution. [65]
Notice that for Trotsky,
the paramount question
is who leads the revolution; everything is reduced to this. The peasantry cannot create
an independent party capable
of leading the revolution; only the proletariat can do this ... therefore
... it is the proletariat which wields state power in the democratic revolution...
...the representative body of the nation, convened under the leadership of the proletariat, which has secured
the support of the peasantry, will be nothing else than a democratic dress for the rule of the proletariat. [66]
In the polemics that took place in the communist party
after the death
of Lenin, one of the criticisms made of Trotsky
was that he had underestimated the revolutionary potential and role of the peasantry
in the Russian bourgeois-democratic revolution. Trotsky
always denied this,
pointing, for instance, to the speech he made at the London Congress, and which we have already cited, as an example of his awareness and full appreciation of the role of the peasantry. In the post-revolution period, Trotsky claimed that there had been an identity
of views between himself and
Lenin on the question
of the role of the peasantry
and its relation to the proletariat. In his book The Permanent Revolution, Trotsky maintained that the sole, specific difference between his slogan of the “Dictatorship
of the Proletariat relying on the peasantry”,
[67] and Lenin’s
slogan of the “Revolutionary-Democratic Dictatorship of the Proletariat and the Peasantry”, was over the...
.. .political mechanics of the collaboration of the proletariat and the peasantry in the democratic revolution. [68]
According to this argument, Lenin
...refused for a number of years to prejudge the question
of what the party-political and state organisation of the democratic dictatorship of the proletariat and the peasantry would look like... [69]
By “party-political mechanics” of the class cooperation between the proletariat
and the peasantry, Trotsky meant the relationship, in a provisional revolutionary government, between a party representing the proletariat (Social-Democracy), and a party representing the peasantry.
The question thus becomes
— which party constitutes the majority,
thereby establishing the class character of the state power? [70] According to Trotsky,
the “algebraic”
character of Lenin’s analysis rested on the fact that he refused to pre-judge
this question. For Trotsky, the prime question was: can the peasants
create an independent party representing their class interests
in the democratic revolution? He derived a negative
answer from the characteristics he ascribed
to the peasantry as a class. [71] The significance
of this, is that in Trotsky’s
mode of analysis, the correctness or relevance of Lenin’s
theses rested on whether
or not the peasants could create an independent political party.
Were the peasants capable
of creating their own independent party in the epoch of the democratic revolution, then the democratic dictatorship could be realized in its truest and most direct sense ... [72]
If there were unable to do so, then the democratic-dictatorship was unrealizable, [73] and the actual class content of state power n a victorious democratic revolution would be a workers’ dictatorship. History, according to Trotsky,
proved the correctness of his position,
so that in the 1917 revolution, all the differences between himself
and Lenin on the theory
of Permanent
Revolution were resolved. We shall return to this question.
In his post-revolution writings, Trotsky
displaced the site of his difference with Lenin on the question
of the role of the peasantry
in the bourgeois-democratic revolution: firstly, he maintained that he had always upheld the revolutionary capacity
of the peasantry and the need for a worker peasant alliance; secondly, he identified the sole difference between himself and
Lenin on this question
as consisting of the party-
political forms of this alliance. On this second
proposition advanced by Trotsky
in defence of his theory
of Permanent Revolution, we should note that Lenin proceeded from a fundamentally different theoretical perspective. Trotsky
denied that the peasantry was capable
of creating an independent party able to represent
its class interests in the bourgeois-democratic revolution. Trotsky
deduced this from the historical characteristics of the peasantry as a class (its lack of homogeneity, its conditions of existence etc.). Lenin, however,
believed that the practice
of the peasants class struggles
against the semi-feudal landowners would provide the answer to this question,
and not deductions from the assumed characteristics of the peasants as a class. The answer
to the question of whether or not parties would develop capable of articulating the class interests of the peasants
could not be deduced from abstract
principles, but from the practice
of concrete class struggles. Again, whether
or not peasant
parties would constitute a majority or minority in a provisional revolutionary government would depend on the way the class struggle developed
— its forms and outcomes
— and, in any case
would in no way effect the class character of the state power that would emerge in the event of a successful bourgeois-democratic revolution. No one, said Lenin,
...at this stage can tell what forms bourgeois democracy in Russia will assume in the future.
Possibly, the bankruptcy of the Cadets
may lead to the formation of a peasant
democratic party,
a truly mass party,
and not an organisation of terrorists such as the Socialist- Revolutionaries ... It is also possible that the objective
difficulties of achieving
political unity among the petty-bourgeoisie will prevent such a party from being formed...
[74]
Because Trotsky made Lenin’s
analysis of the “democratic
dictatorship” hinge on whether
or not an independent peasant party would be formed, he could claim that history
had verified his analysis
and
not Lenin’s, because
in the revolutions of 1917, no such (independent peasant parties
were formed. Leaving aside the question
of the role of the Socialist-Revolutionaries in 1917,
it is necessary to insist in the strongest terms, that Lenin’s
theses concerning the revolutionary- democratic dictatorship of the proletariat and peasantry did not hinge on the possibility of a powerful, independent peasant party, and
consequently, the proof of the validity of
Lenin’s “pre-April 1917” theses do not rest on whether
or not such a party concretely existed in 1917. Our reasons for insisting
on this point will shortly
become clearer.
On the first proposition advanced by Trotsky
in his defence,
if we examine the way in which he posed the question of the relationship between the proletariat and the peasantry, we can see that
there were fundamental differences
between his theses and those developed by Lenin. “The peasantry as a whole”, said Trotsky, “represents
an elemental force in rebellion. ”[75] But significantly, he went on to say:
It can be put at the service of the revolution only by a force that takes state power into its hands. [76]
The peasantry can
play
a revolutionary role (“put at
the service of the revolution”) only after state power has been captured by the proletariat.
Trotsky’s slogan of the “Dictatorship
of the Proletariat relying on — or supported by — the peasantry, refers to a class relationship after the “single combat” between the autocracy and the
proletariat has been resolved
in favour of the proletariat. On the other
hand, Lenin’s slogan of the “Democratic-Dictatorship of the Proletariat and the Peasantry” refers to the classes capable of consummating a particular
form of the bourgeois-democratic revolution. In Lenin’s analysis,
the crucial
political conditions for the decisive
destruction of the tsarist state and all feudal relations, was the awakening
of the peasantry
to political life; the extent to which the proletariat managed to lead it against
Tsarism would,
in large measure,
determine the kind of bourgeois revolution realized
in the Russian social
formation. In contrast to Lenin’s analysis,
Trotsky believed that:
Many sections of the working
masses, particularly in the countryside, will be drawn into the revolution and become
politically organized
only after ... the urban proletariat, stands at the helm of state. [77]
If the decisive
struggle against the Tsarist
autocracy is resolved solely by the proletariat which seizes state power,
and if large sections
of the peasants do not have to be drawn into the revolution as a condition for its victory, then it is not surprising that Trotsky could write:
In
such a situation, created by the transference of power to the proletariat, nothing remains for the peasantry to do but to rally to the regime of
worker’s democracy. It will not matter much even if the peasantry
does this with a degree
of consciousness not larger than that with which it usually rallies
to the bourgeois regime. [78]
The radical difference between Lenin and Trotsky was revealed by Lenin himself
in a polemic against Martov who repeated Trotsky’s
mistakes. [79] According
to Lenin, the passage
we have quoted above
was “...the most fallacious
of Trotsky’s opinions that comrade Martov quotes....
The proletariat cannot count on the ignorance
and prejudices of the peasantry as the powers
that be under
a bourgeois regime count and
depend on them...”
[80] Lenin believed that a radical bourgeois
revolution was only possible to the extent
that the proletariat succeeded in raising up the peasantry as a revolutionary force against
Tsarism — that is, before the transfer
of political
power to the people — as
a precondition for the establishment of the political terrain required by the proletariat to make its own socialist revolution.
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